Industry

This is the first large win for Financial Resources Group since LPL announced plans to buy the branch office in November.

Advisors and financial services execs discuss leadership through crisis and the importance of mental health in this profession during the 2022 MarketCounsel Summit.

Excerpts from the SEC's 28-page filing claiming that the FTX co-founder engaged in a scheme to deceive investors.

LSEG’s Workspace platform — along with a messaging service used by traders, bankers and analysts — will be integrated into Microsoft 365 and Teams.

Latest research from WMIQ and Pershing highlights how financial advisory firms are building teams to meet their own expectations for growth in 2023, despite the economic and market head winds.

The merger represents Hightower’s seventh deal this year and third merger it has facilitated between firms.

Fieldpoint Private exits the advisory business as Mercer acquires two firms this week and Mariner, Waverly and Kestra all add one.

The company also obtained a minority ownership stake in FCF Advisors as of last month, the New York-based boutique asset management firm and index provider Shea previously led.