Industry

Economic concerns or not, holistic financial planning isn’t possible without having a full picture of the members of your client base and the presence of diverse advisors who reflect them.

Everest Consolidator Acquisition Corp., a SPAC focused on the wealth management industry, has another three months to get a deal done.

Wealth Management Magazine Digital Edition - First Quarter 2023

Baseline recruitment deals were up last year, even among the independents, and many firms are getting more creative with their deal structures to incentivize movement, according to a recent Diamond Consultants report.

Recruited away from Wells Fargo, Carnegie Private Wealth is the largest team yet to join LPL’s SWS division, the IBD’s premium affiliation model that went live in April 2020.

The wealthtech company announced Story Paths at its Ascent conference in Orlando.

The SEC chair said the regulator is more inclined to hold the interests of the investing public above others.

The bank filed a petition asking a federal court to overturn the award to James D. Garrity, who worked for Credit Suisse for 15 years before joining Morgan Stanley in 2015. 

Our tech columnist adds context and history to some private equity news, plus his take on a robo's demise and AcreTrader's latest accolade.