Investment

FINRA is contemplating a rule that would require brokers to disclose any incentives they receive to jump to another firm. It’s likely to pass and that will change how recruitment deals are structured in the future.

Rising interest rates have many bond fund investors running scared. But these funds tend to thrive when rates rise.

August marked a strong month for the survival of exchanged traded products, with no ETP closures and a shorter Liquidation Watch List for September.

Investors have not been crazy about micro-cap and mega-cap stocks. But there is a clear case for emphasizing the top funds in these extreme groups.

It can produce similar results to traditional frameworks

Investing in a rising rate environment