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401k real talk
RPA
401k Real Talk Episode 139: February 12, 2025401k Real Talk Episode 139: February 12, 2025

Open, honest and candid discussion about forfeiture lawsuits, January job growth, Empower's wealth unit, advisor use of AI and more.

byFred Barstein, The Retirement Adviser University,
Feb 12, 2025
Peter Nesvold SignatureFD
RIA
SignatureFD Adds M&A Vet Peter Nesvold to BoardSignatureFD Adds M&A Vet Nesvold to Board
byAlex Ortolani
Feb 12, 2025
1 Min Read
Larry Restieri and Bob Oros Hightower
Career Moves
Hightower CEO Bob Oros To Step DownHightower CEO Bob Oros To Step Down
byPatrick Donachie
Feb 11, 2025
1 Min Read
empty office chairs
Industry News & Trends
McKinsey Estimates Advisor Shortage of 100,000 by 2034McKinsey Estimates Advisor Shortage of 100,000 by 2034
byDiana Britton
Feb 11, 2025
1 Min Read
Chris Lex Carmen Lex
RIA
Brothers Launch New RIA with LPL; Bluespring Adds Independent RIALPL, Bluespring Make RIA Additions
byAlex Ortolani
Feb 11, 2025
1 Min Read
dollars graph Private equity RIAs
RIA
Fidelity: PE Fueled Record 89% of RIA Deals in 2024Fidelity: PE Fuels Record 89% of RIA Deals
byAlex Ortolani
Feb 11, 2025
1 Min Read
Peakline Partners Bill Rudnick, executive managing director
Alternative Investments
Private Markets Investments Firm Cresset Partners Rebrands as Peakline Partners
Cresset Partners Investment Firm Rebrands as Peakline Partners
Feb 11, 2025
|
1 Min Read
byAlex Ortolani, Senior Reporter
Kathy Wunderi Wealth.com
Career Moves
Top Hollywood Attorney Joins Wealth.com’s Legal Team
Top Hollywood Attorney Joins Wealth.com’s Legal Team
Feb 11, 2025
|
1 Min Read
byPatrick Donachie, Senior Reporter
Robert Sofia Snappy Kraken
Marketing
Snappy Kraken Launches AI-backed RIA Enterprise Hub
Snappy Kraken Launches AI-Backed Enterprise Hub
Feb 11, 2025
|
1 Min Read
byAlex Ortolani, Senior Reporter
Hershey Wealth Advisors Merit Financial
RIA
Merit Acquires $233M Pennsylvania RIA From Osaic
Merit Acquires $233M RIA In Pennsylvania
Feb 11, 2025
|
1 Min Read
byAlex Ortolani, Senior Reporter
U.S. Supreme Court building
Regulation & Compliance
Broker Uses Recent Supreme Court Decisions In Case Against FINRA
Broker Uses Recent Supreme Court Decisions In Case Against FINRA
Feb 10, 2025
|
1 Min Read
byPatrick Donachie, Senior Reporter
Sugarloaf Wealth Management Principal Jason Connolly Prime Capital Financial
RIA
Prime Capital Gains Foothold in Atlanta with $1B RIA
Prime Capital Adds 1B Atlanta RIA
Feb 10, 2025
|
1 Min Read
byAlex Ortolani, Senior Reporter
WealthManagement.com website Informa SCM
Industry News & Trends
Editor’s Note: A Website Refresh
Editor’s Note: A Website Refresh
Feb 10, 2025
|
1 Min Read
byDavid Armstrong, Executive Director, Content and User Engagement at WealthManagement.com
courthouse steps
RPA
Forfeiture Lawsuits Set to Upend 401(k) Plans
Forfeiture Lawsuits Set to Upend 401(k) Plans
Feb 10, 2025
|
1 Min Read
byFred Barstein, The Retirement Adviser University,
Kristen Larson Sanctuary Wealth breakaway UBS
RIA
$200M Advisor Leaves UBS to Go Independent with Sanctuary
Sanctuary Lands New $200M Minneapolis RIA
Feb 10, 2025
|
1 Min Read
byAlex Ortolani, Senior Reporter
Dave Breslin General Catalyst GC Wealth
RIA
Q&A: Dave Breslin Ushers General Catalyst Into the Wealth Business
Dave Breslin Ushers General Catalyst Into the Wealth Business
Feb 10, 2025
|
1 Min Read
byDiana Britton, Managing Editor
Mariner Wealth Advisors CEO Marty Bicknell
RIA
Mariner to Add 250 Senior Wealth Advisors in Major Recruiting Push
Mariner Recruiting for 250 Senior Wealth Advisors
Feb 10, 2025
|
1 Min Read
byAlex Ortolani, Senior Reporter
401k retirement plans fingerprint
Support Platforms
WealthStack Roundup: Future Capital Partners With Axos
WealthStack Roundup: Future Capital Partners With Axos
Feb 7, 2025
|
1 Min Read
Carnegie CEO and Principal Richard Alt
RIA
Carnegie Investment Counsel Adds $1.3B Firm To Expand In Northeast
Carnegie Investment Counsel Adds $1.3B Firm
Feb 7, 2025
|
1 Min Read
byPatrick Donachie, Senior Reporter
Orion CEO Natalie Wolfsen 2025 Orion Ascent Conference
Support Platforms
Nuggets Mined From Orion's Inaugural Investor Survey
Nuggets From Orion's Inaugural Investor Survey
Feb 7, 2025
|
1 Min Read
byDavis Janowski, Senior Technology Editor, WealthManagement.com
Osaic signage
RIA
Osaic Adds $360M Firm to W-2 Affiliation Channel
Osaic Adds $360M Firm to W-2 Affiliation Channel
Feb 7, 2025
|
1 Min Read
byDiana Britton, Managing Editor
Linda Bready
RIA
FinTech Exec Launches M&A Consulting Business
FinTech Exec Launches M&A Consulting Business
Feb 7, 2025
|
1 Min Read
byDiana Britton, Managing Editor
Breanna Rae Blaney
Professional Development
DFA Alum Launches Advisor Training Program and Designation
DFA Alum Launches Advisor Training Program, Designation
Feb 7, 2025
|
1 Min Read
byDiana Britton, Managing Editor
Empower CEO Ed Murphy
RIA
Empower’s Wealth Unit Grows Assets 29% on 401(k) Rollover Capture
Empower Wealth Unit Reports 29% Asset Growth
Feb 7, 2025
|
1 Min Read
byAlex Ortolani, Senior Reporter
LPL CEO Rich Steinmeier
IBD
LPL’s New Leader Moves Past CEO Firing With Eye on Firm’s Growth
New LPL CEO Keeps Eye on Firm Growth
Feb 6, 2025
|
1 Min Read
byPaige Smith
IAA President Matt Lampman
Career Moves
One-time Unpaid Intern Becomes President of $4.8B IAA
$4.8B IAA Promotes Former Intern to President
Feb 6, 2025
|
1 Min Read
byAlex Ortolani, Senior Reporter
KKR logo on phone
Alternative Investments
KKR Calls Credit’s ‘iPhone Moment’ as Public, Private Markets Meld
KKR Calls Credit’s ‘iPhone Moment’
Feb 6, 2025
|
1 Min Read
byOlivia Raimonde
CFP Board CEO Kevin Keller
Career Moves
CFP Board CEO Kevin Keller To Retire
CFP Board CEO Kevin Keller To Retire
Feb 6, 2025
|
1 Min Read
byPatrick Donachie, Senior Reporter
Corporate Plans Retirement Strategies team
RIA
Deals & Moves: Cetera, Corient and LPL’s RIA Channel Add Advisors
Deals & Moves: Cetera, Corient and LPL Add Advisors
Feb 6, 2025
|
1 Min Read
byAlex Ortolani, Senior Reporter
Capstone Wealth Advisors Vice President Ryan Skogstad
RIA
Wealth Enhancement Acquires $619M RIA Serving Pacific Northwest
Wealth Enhancement Snags $619M Oregon-based RIA
Feb 5, 2025
|
1 Min Read
First Republic bank doors
Career Moves
First Republic Ex-Private Wealth Head Taps Old Team for New Firm
First Republic Ex-Private Wealth Head Taps Old Team for New Firm
Feb 5, 2025
|
1 Min Read
byBiz Carson, Reporter
Alisa Maute Mercer Advisors
Career Moves
Mercer Hires Client Development Director From LPL
Mercer Hires Client Development Director From LPL
Feb 5, 2025
|
1 Min Read
byDiana Britton, Managing Editor
Osaic signage city
Industry News & Trends
Osaic Is Focus of Latest Cash Sweep Class Action Suit
Osaic Is Focus of Latest Cash Sweep Class Action Suit
Feb 5, 2025
|
1 Min Read
byPatrick Donachie, Senior Reporter
The Healthy Advisor Podcast Aaron Klein Nitrogen Diana Britton
Professional Development
The Healthy Advisor: Beyond the C-Suite With Aaron Klein
The Healthy Advisor: Aaron Klein
Feb 5, 2025
byDiana Britton, Managing Editor
401k Real Talk Fred Barstein
RPA
401k Real Talk Episode 138: February 5, 2025
401k Real Talk Episode 138: February 5, 2025
Feb 5, 2025
byFred Barstein, The Retirement Adviser University,

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Philanthropy
Planned Giving: Don’t Know What You Don’t Know?
Planned Giving: Don’t Know What You Don’t Know?

Feb 12, 2025

estate plan file
Estate Planning
Pennsylvania Court Rules Beneficiaries Can’t Unilaterally Change Trust’s Situs
Pennsylvania Court Rules Beneficiaries Can’t Unilaterally Change Trust’s Situs

Feb 12, 2025

Peter Nesvold SignatureFD
RIA
SignatureFD Adds M&A Vet Peter Nesvold to Board
SignatureFD Adds M&A Vet Nesvold to Board

Feb 12, 2025

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