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Broker Files Email Case Against Morgan Stanley Smith Barney -- Retiree Sues Seven Years Later

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Nov 5, 2010 12:08 pm

anonymous

Joined: 2005-09-29Offline

 

Why Did He File The Case? vs. Why Didn't He File His Case Sooner?   http://www.brokeandbroker.com/index.php?a=blog&id=625 Presented for your consideration this Friday, two FINRA arbitrations. In the first, a bit of a puzzle.  Why did the broker file a defamation claim against Morgan Stanley Smith Barney over a dispute involving six emails? In the second, you have to wonder whether an alarm clock and/or calendar might have helped this Johnny-come-lately public customer against Wachovia / Prudential. 

Why Did He File The Case? vs. Why Didn't He File His Case Sooner?    http://www.brokeandbroker.com/index.php?a=blog&id=625