Arb question
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If you loose a NYSE arbitration from your previous firm at an NYSE arbitration and you are no longer reg with the NYSE is your license @ risk?
If you loost it, then maybe you should retrace your steps and see if it is in the last place you remember having it. That’s what I always do in a situation like this.
[quote=joedabrkr]If you loost it, then maybe you should retrace your steps and see if it is in the last place you remember having it. That's what I always do in a situation like this. [/quote]
It might be better to go to the last place that you look. That's where I find a lot of stuff.
Sorry should have clarified. New firm is non-NYSE. If I lost a judgment to prior firm and could not pay would my license be at risk?
Is there a benefit to Bankruptcy prior to loosing or should one wait until after?