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After more than a quarter of a century on Wall Street’s regulatory scene, I don’t think I’ve seen a more amazing case than Slezak: http://rrbdlaw.com/RegulatoryLinks/CASESOFNOTE/NYSE/2008.htm

Finally, we get a fair and balanced panel that fully considers a complicated case, goes to pains to get the facts and the law right, doesn't fall for the "if they named him he must be guilty" mind set, and writes a powerful, moving decision that essentially exonerates three Respondents.    For those of you who follow my Registered Rep. magazine column, my website, and my blog, I am absolutely urging and beggin you to read this case.  Long overdue.  Now let's see if this new fervor for fairness at NYSE is contagious at the old NASD.    Bill Singer