All respondents
[Ttitle]IBDs | All respondents |
Risk management | 9.1 |
Clearly communicated policies and procedures | 9.2 |
Reduction of administrative burden (time and effort) | 8.7 |
Turnaround time for material submitted to department | 9 |
Knowledgeable compliance staff | 9.2 |
Approachability and helpfulness | 9.3 |
Ability to choose mix of business | 9.6 |
Ability to set up own RIA | 9.1 |
Social media support | 8.8 |
Overall rating | 9.2 |
Methodology | 1=unacceptable, 10=outstanding |