The Daily Brief

KMS has recruited $600 million in assets since the beginning of the summer.

As the Democratic primary approaches, it’s worth noting that a lot of people in our industry support an Elizabeth Warren White House.

The regulatory agency charged BNP Paribas Securities and BNP Paribas Prime Brokerage for failing to put policies in place that would catch suspicious transactions of penny stock securities, according to an action released today.

Amidst the digital wealth advisor adding assets, James Burton is named as the firm's first chief growth officer.

A potentially slippery slope in terms of client happiness, MyRepChat integrates with FMG Suite.

The wirehouse’s latest impact investing and charitable giving efforts will focus on Jewish values.

UBS said Monday it would be launching a new pricing structure on its strategically managed accounts on Jan. 13, 2020.

The addition follows a merger earlier this year between Lido and San Diego-based Ken Stern & Associates.

The application integration is meant to help advisors using Black Diamond create portfolio withdrawal strategies for clients.

'My career in the industry has been effectively ruined,' said Ami Forte, accused of churning the accounts of Roy Speer, co-founder of the Home Shopping Network.