Available to intermediaries, advisors have full discretionary oversight, but questions remain regarding demand.

Riskalyze CEO Aaron Klein gives the thumbs-up or thumbs-down on the biggest news to hit advisor technology in the previous month.

The move to eliminate commissions at some brokerages will result in heightened scrutiny by FINRA examiners of alternative revenue sources, including cash sweep accounts and payment for order flow.

The bank is looking to move away from taking stakes with its own money and is trying to raise more client funds.

Pinkerton Private Wealth has been rebranded as FourThought Private Wealth.

Chalice Wealth Advisors and Chalice Capital Partners are being acquired by Kingswood Holdings, UK firm with its sights on U.S. wealth management.

Sylvia Guinan and Robert Harty, both CDFAs, provide wealth planning in a growth area, divorcees over 40.

Charles Peck, head of public finance for the firm’s corporate and investment bank, will join Bill Daley’s leadership team on an interim basis to aid with planning and “critical projects.”

Charles Schwab’s decision to move its headquarters from San Francisco to Dallas is a sign of things to come.

Homebuilder confidence jumped to the highest reading since 1999 in December, reports CNBC. Neiman Marcus is opening selling stations inside four of its stores for customers to re-sell their luxury items, according to Ecommercebytes.com. These are...