Advisor Alan Kodama exited Ameriprise Financial for LPL Financial, citing additional resources and lower-costing investment options as reasons.

The advisor moves and acquisitions you may have missed the week of July 5, 2021.

The deal represents Captrust's fifth acquisition so far this year, adding 17 professionals and $2.1 billion in assets.

For many advisors, it’s momentum versus what could be 'a chance of a lifetime.'

Exactly 50 years ago on July 1, Mac McQuown and his team of academics created the first-ever index fund -- an innovation that would take a sledgehammer to the money-management establishment and evolve into a more than $11 trillion industry.

Phillip W. Conley could face up to 20 years in prison for portraying himself as an investment advisor to raise funds from about 18 victims, according to the Justice Department.

Independent broker/dealers are expanding their affiliation models, with many following advisors into the fee-only RIA space—does it signal the end of the IBD as we know it?