Financial and investment blogs from the staff writers of WealthManagement.com.
What's Intelligent Advisor?
The quick hits of information you need to make you a smarter wealth manager.
What's Indie Advisor?
Indepedent Advisors Practices and Business.
What's Rulebook?
Compliance, regulatory and legal issues, with a fair amount of cops and robbers for fun.
What's Yield of Dreams?
Casting a gimlet-eye on the independent broker/dealer channel and asset management issues.
Most Recent Blog Posts
Are you breaking the rules? | Volodymyr Krasyuk/iStock/Thinkstock
Advisors are told over and over how important it is to have an online presence, but many are forgetting about compliance when building their websites, leaving them exposed t...
This week’s episode of HBO’s Ballers serves as an extreme example of how not to handle client relations and the dangers of failing to maintain professionalism. (Warning, spoilers ahead.)
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Because that's not showy. | Copyright Justin Sullivan, Getty Images
A rare consequence of the financial crisis in Greece? The rich in that country are getting shy about flaunting their wealth. According to CNBC, wealthy Greeks are keeping ...
I did what? | AKodisinghe/iStock/Thinkstock
There’s so much chatter about the flood of cybersecurity threats around financial services firms, and the technology that can hold it at bay, it’s easy to forget most lapses are the result of persona...
The chase never ends. | Medioimages/Photodisc/Valueline/Thinkstock
Wealth management has been a bright spot for investment banks and large institutions over the last few years. But operational challenges are starting to crop up; in fact, t...
With advisors actively mobilized against the Department of Labor’s fiduciary proposal, the Financial Services Institute is now turning its sights to investors with a new initiative that gives consumers a chance to weigh in...
As Craig Iskowitz of the Ezra Group points out, Cerulli research shows investment portfolios managed by financial advisors underperform those they can get through the home office, but yet Rep as Portfolio Manager programs are the fastest growing...
Do not try this at home. | Photo via The Post
Charleston, S.C.-based Don Alderman, an advisor with Wells Fargo Advisors, plans to compete in the Molokai 2 Oahu Paddleboard World Championships in Hawaii on July 26. And he'll do it on his k...
It’s not unusual for a financial services firm to host an event to drum up business and sign clients. But Anderson Financial’s idea of a client event is anything but “strictly corporate.&rdquo...
Coming soon ... | dragan vasiljevic/hemera/Thinkstock
A new report by the World Economic Forum examines how fintech is changing the financial services industry. As we’ve seen in the advisory space with the rise of online advice platforms...
