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2025 Compliance Outlook: Essential Strategies for Financial Advisors2025 Compliance Outlook: Essential Strategies for Financial Advisors

Available On Demand

January 16, 2025

1h 1m View
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Date: Jan 16, 2025

Duration: 1h 1m

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As the regulatory landscape shifts in 2025, financial advisors must be prepared for the challenges and opportunities ahead. This live webinar will explore key compliance trends, regulatory updates, and actionable strategies to help firms stay ahead. Topics will include SEC developments and their potential impact on advisory businesses.

Key Takeaways:

  • Understand the most important regulatory changes coming in 2025.

  • Learn how to adjust compliance strategies to align with new requirements.

  • Gain insights into how new SEC updates may impact business operations.

  • Discover best practices for maintaining compliance and security throughout the year.

0010-U-25003

CFP (live event only), CIMA®, CPWA®, CIMC®, RMA®, and AEP® CE Credits have been approved for (1) credit hour.

Speakers

Mark Audrain

Chief Compliance Officer

Orion

Ian Meiksins

President and co-founder

Key Bridge Compliance

Shannon RosicShannon Rosic - Moderator

Director of WealthStack Content and Solutions

Informa Connect