Patrick Mahoney

Patrick Mahoney is an attorney based out of Manhattan Beach, California. His practice focuses on representation of financial professionals in connection with a wide range of matters including: expungement of customer and employment related disputes from Central Registration Depository (“CRD”) records; litigation arising out of employment and customer disputes; and representation in connection with inquiries from state, federal, and self-regulatory bodies.

Patrick is admitted to practice law in all state and federal courts in California, including the Ninth Circuit Court of Appeals.

Patrick’s Recent activity

FINRA's Troublesome Rule to Keep Clients Out of Expungement Requests

Apr 22, 2014

Why FINRA’s proposed rule to prohibit firms from demanding clients don’t oppose broker’s records being expunged will change nothing.

Both Costly and Ineffective?

Feb 13, 2014

This week FINRA’s Board of Directors authorized FINRA to seek comment on a proposed rule that would require firms to “include a readily apparent reference and link to BrokerCheck” on their websites...