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Regulation & Compliance

SEC Plans to Curb Bullish SPAC Forecasts and Add More Disclosures SEC Plans to Curb Bullish SPAC Forecasts and Add More Disclosures

byMatt Robinson

Mar 30, 2022

2 Min Read

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Regulation & Compliance

Deutsche Bank Fined $2M Over Dark Pool Routing Lapses Deutsche Bank Fined $2M Over Dark Pool Routing Lapses

byMatt Robinson

Mar 8, 2022

1 Min Read

All from Matt Robinson

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Meme-Stock Frenzy Gets a Fresh Look That Questions SEC Narrative

Meme-Stock Frenzy Gets a Fresh Look That Questions SEC Narrative

byMatt Robinson

Regulation & Compliance

SoFi Sued by SEC Over Conflicts of Interest in Proprietary ETFs

SoFi Sued by SEC Over Conflicts of Interest in Proprietary ETFs

byMatt Robinson

Leon Cooperman

SEC Said to Demand That Cooperman Agree to Hedge Fund Suspension

SEC Said to Demand That Cooperman Agree to Hedge Fund Suspension

byMatt Robinson

Merrill Lynch

BofA Fined by SEC for Lapses That Caused Mini-Flash Crashes

BofA Fined by SEC for Lapses That Caused Mini-Flash Crashes

byMatt Robinson

Mark Sanchez

Ex-Jet QB Sanchez Among Athletes Cheated in Investment Fraud

Ex-Jet QB Sanchez Among Athletes Cheated in Investment Fraud

byMatt Robinson

Rev Emmanuel Lemelson

Hedge Fund Priest's Trades Said to Be Probed by Wall Street Cop

Hedge Fund Priest's Trades Said to Be Probed by Wall Street Cop

byMatt Robinson