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Regulation & Compliance

Trump Picks Atkins, Ex-SEC Commissioner, to Succeed Gensler Trump Picks Atkins, Ex-SEC Commissioner, to Succeed Gensler

byLydia Beyoud, Nicola M. White

Dec 4, 2024

3 Min Read

Regulation & Compliance

Trump Team Eyes Atkins, Ex-SEC Commissioner, to Succeed Gensler Trump Team Eyes Atkins, Ex-SEC Commissioner, to Succeed Gensler

byLydia Beyoud, Saleha Mohsinand 2 more

Dec 2, 2024

2 Min Read

All from Lydia Beyoud

SEC building

Mutual Funds See Win in Fight to Blunt SEC ‘Swing Pricing’ Plan

Mutual Funds See Win in Fight to Blunt SEC ‘Swing Pricing’ Plan

SEC Chair Gary Gensler

Ether ETF Could Get Approved This Summer, SEC’s Gensler Says

Ether ETF Could Get Approved This Summer, SEC’s Gensler Says

Regulation & Compliance

Wall Street’s Use of AI and Data Analytics Faces New SEC Rules

Wall Street’s Use of AI and Data Analytics Faces New SEC Rules

Artificial Intelligence

SEC to Weigh New Artificial-Intelligence Rules for Brokerages

SEC to Weigh New Artificial-Intelligence Rules for Brokerages

SEC Chair Gary Gensler

Regulation & Compliance

Big Hedge Funds Face New 72-Hour Deadline to Report Losses

Big Hedge Funds Face New 72-Hour Deadline to Report Losses

SEC building

Regulation & Compliance

Crypto Exchange Beaxy, Founder Sued by SEC for Violations

Crypto Exchange Beaxy, Founder Sued by SEC for Violations

SEC Chair Gary Gensler

Regulation & Compliance

SEC’s Gensler Steps Up Warnings to Money Managers on Everything From AI to Crypto

SEC’s Gensler Steps Up Warnings to Money Managers on Everything From AI to Crypto

FINRA

Regulation & Compliance

Fractional Shares, Fixed-Income Pricing to Get FINRA Scrutiny

Fractional Shares, Fixed-Income Pricing to Get FINRA Scrutiny

SEC Chair Gary Gensler

Regulation & Compliance

Gary Gensler Says Crypto Investors Should Embrace SEC Regulation

Gary Gensler Says Crypto Investors Should Embrace SEC Regulation

Goldman Sachs

Goldman Sachs to Pay $4 Million in SEC Case Over ESG Investments

Goldman Sachs to Pay $4 Million in SEC Case Over ESG Investments

Regulation & Compliance

Gensler’s Warning to Market Players: SEC’s Crackdown Is Just Getting Started

Gensler’s Warning to Market Players: SEC’s Crackdown Is Just Getting Started

Kim Kardashian to Pay $1.3M to SEC for Crypto Touting

Kim Kardashian to Pay $1.3M to SEC for Crypto Touting

SEC Examining Complex ETF Products Popular in Market Downturns

SEC Examining Complex ETF Products Popular in Market Downturns