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Kristen French

Latest from Kristen French

Sallie Krawcheck Gets Caught In Rumor Mill, Salary Plus Bonus?
Business Planning
Sallie Krawcheck Gets Caught In Rumor Mill, Salary Plus Bonus?Sallie Krawcheck Gets Caught In Rumor Mill, Salary Plus Bonus?
byKristen French
May 26, 2010
3 Min Read
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Regulation & Compliance
Washington Goes Crazy For Fiduciary StandardWashington Goes Crazy For Fiduciary Standard
byKristen French
May 6, 2010
4 Min Read

All from Kristen French

Outstanding Advisor Jeffrey Wigbels
Business Planning
Outstanding Advisor Jeffrey Wigbels
Outstanding Advisor Jeffrey Wigbels
May 1, 2010
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2 Min Read
byKristen French
Outstanding Advisor Paul Manfrey
Business Planning
Outstanding Advisor Paul Manfrey
Outstanding Advisor Paul Manfrey
May 1, 2010
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2 Min Read
byKristen French
Outstanding Advisor Steven Michael Lear
Business Planning
Outstanding Advisor Steven Michael Lear
Outstanding Advisor Steven Michael Lear
May 1, 2010
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3 Min Read
byKristen French
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Regulation & Compliance
SEC Sues Goldman Sachs For Fraud on CDOs
SEC Sues Goldman Sachs For Fraud on CDOs
Apr 16, 2010
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3 Min Read
byKristen French, Christina Mucciolo
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RIA
Custodians In Race To Roll Out M&A Tools
Custodians In Race To Roll Out M&A Tools
Apr 6, 2010
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3 Min Read
byKristen French
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Regulation & Compliance
Client Shoots Clean Dallas Broker Over Bad Bonds
Client Shoots Clean Dallas Broker Over Bad Bonds
Mar 9, 2010
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1 Min Read
byKristen French
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Regulation & Compliance
Mainstream Media Jump On Fiduciary Bandwagon
Mainstream Media Jump On Fiduciary Bandwagon
Mar 5, 2010
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4 Min Read
byKristen French
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Business Planning
New Social Networking Site Targets FAs
New Social Networking Site Targets FAs
Mar 3, 2010
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5 Min Read
byKristen French
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Client Relations
UBS Americas Bleeds More Client Assets in Q4, Advisor Attrition Way Down
UBS Americas Bleeds More Client Assets in Q4, Advisor Attrition Way Down
Feb 9, 2010
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1 Min Read
byKristen French
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Recruiting
Merrill Plans Trainee Hiring Spree
Merrill Plans Trainee Hiring Spree
Feb 3, 2010
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3 Min Read
byKristen French
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Marketing
Fidelity Makes Trade Pricing Uniform For RIA And Retail Clients
Fidelity Makes Trade Pricing Uniform For RIA And Retail Clients
Feb 2, 2010
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3 Min Read
byKristen French
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Regulation & Compliance
Most Brokers Think Uniform Fiduciary Standard Unlikely
Most Brokers Think Uniform Fiduciary Standard Unlikely
Feb 1, 2010
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3 Min Read
byKristen French
China ADRs Soar
Alternative Investments
China ADRs Soar
China ADRs Soar
Feb 1, 2010
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1 Min Read
byKristen French
60 Seconds
Alternative Investments
60 Seconds 2010
60 Seconds
Feb 1, 2010
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2 Min Read
byKristen French
China ADRs Surpassing Local Index
Equities
China ADRs Surpassing Local Index
China ADRs Surpassing Local Index
Jan 20, 2010
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4 Min Read
byKristen French
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High Net Worth
Wells Fargo FAs Grumble About New Tax Withholding Rate
Wells Fargo FAs Grumble About New Tax Withholding Rate
Jan 14, 2010
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2 Min Read
byKristen French
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Regulation & Compliance
IRS Investigates Stanford Clients With Offshore Accounts
IRS Investigates Stanford Clients With Offshore Accounts
Dec 3, 2009
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1 Min Read
byKristen French
The Fiduciary Future
Regulation & Compliance
The Fiduciary Future
The Fiduciary Future
Dec 1, 2009
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7 Min Read
byKristen French
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Business Planning
BofA Pressures Merrill FAs To Sell Bank Products
BofA Pressures Merrill FAs To Sell Bank Products
Nov 9, 2009
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1 Min Read
byKristen French
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RIA
RJFS Raises RIA minimums, LPL Pulls Past RJ in RIA Assets
RJFS Raises RIA minimums, LPL Pulls Past RJ in RIA Assets
Oct 29, 2009
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4 Min Read
byKristen French
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Business Planning
UBS Hires McCann
UBS Hires McCann
Oct 27, 2009
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1 Min Read
byKristen French
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Regulation & Compliance
FSI Urges Alternatives To Proposed Investor Protection Act
FSI Urges Alternatives To Proposed Investor Protection Act
Oct 6, 2009
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2 Min Read
byKristen French
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Business Planning
Citi Bank Brokerage Converts To All Fees
Citi Bank Brokerage Converts To All Fees
Oct 5, 2009
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2 Min Read
byKristen French
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Marketing
Merrill Launches Branding Campaign; Recruiting Net Positive
Merrill Launches Branding Campaign; Recruiting Net Positive
Oct 5, 2009
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2 Min Read
byKristen French
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Business Planning
Gorman Grabs Morgan Stanley CEO Slot
Gorman Grabs Morgan Stanley CEO Slot
Sep 10, 2009
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2 Min Read
byKristen French
RIAs Shift to Alternatives, Cut Fees, Account Minimums
RIA
RIAs Shift to Alternatives, Cut Fees, Account Minimums
RIAs Shift to Alternatives, Cut Fees, Account Minimums
Sep 9, 2009
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3 Min Read
byKristen French
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Business Planning
UBS Close to Deal With Bob McCann, Reorg Under Way
UBS Close to Deal With Bob McCann, Reorg Under Way
Aug 5, 2009
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2 Min Read
byJohn Churchill, Kristen French
Dan Sontag Departs Merrill Lynch
Business Planning
Dan Sontag Departs Merrill Lynch
Dan Sontag Departs Merrill Lynch
Aug 4, 2009
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2 Min Read
byJohn Churchill, Kristen French
Ten to Watch: Dan Sontag
Business Planning
Ten to Watch: Dan Sontag
Ten to Watch: Dan Sontag
Aug 1, 2009
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2 Min Read
byKristen French
Ten to Watch: Andy Saperstein
Business Planning
Ten to Watch: Andy Saperstein
Ten to Watch: Andy Saperstein
Aug 1, 2009
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2 Min Read
byKristen French
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Business Planning
Smith Barney Loses Top Executive, CFO Program To Be Rebranded
Smith Barney Loses Top Executive, CFO Program To Be Rebranded
Jul 9, 2009
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2 Min Read
byJohn Churchill, Kristen French
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Alternative Investments
An Alternative Approach
An Alternative Approach
Jul 1, 2009
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4 Min Read
byKristen French
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Regulation & Compliance
FINRA Board Gets New Members; LPL, Ed Jones, Deutsche Replace Merrill, Lehman, ING execs
FINRA Board Gets New Members; LPL, Ed Jones, Deutsche Replace Merrill, Lehman, ING execs
Jun 11, 2009
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3 Min Read
byKristen French

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