Canadian securities industry watchdogs now have a bigger bite and a louder bark thanks to beefed up budgets and more staff. There's a get-tough attitude being instilled in all branches of the Ontario Securities...
The number of rich investors continues to grow despite last year’s market meltdown, according to Rob Hegarty, an analyst with Boston research firm the TowerGroup. But brokers might also want to lower their sites...
Canadian brokerage firms will soon have to file quarterly reports disclosing to the national regulator certain types of client complaints. It’s about being “more proactive and transparent” to...
