WealthManagement.com Staff

Wells Fargo improperly terminated a senior manager that voiced concerns regarding potential financial law violations, including wire fraud.

The latest Focus tuck-in adds $140 million in AUM and expands Buckingham’s Northwest presence.

Mackie & Waller Wealth Management Group joins Sanctuary via Cape Rock Private Wealth in eastern Missouri.

Sanctuary facilitated the tuck-in of The Alteri Group, a six-person Texas team fresh out of the wirehouse.

Under the new partnership, ETFMG will distribute a series of thematic ETFs, including its cannabis fund, through TIFIN’s Magnifi, a natural-language-powered investment marketplace.

McKenna has been serving as interim CEO since March 2022, when former CEO Ed O’Brien accepted a new position as head of technology at Fidelity Institutional.

The former Reynolds Investment Management will partner under the Captrust banner with a Greenville, S.C., team acquired last year.

The Jacobi-Hakala Group has been formed under Snowden Lane Partners, reuniting two long-time colleagues.