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Rick Weinberg

Rick’s Recent activity

The Judge
Nov 01, 2001
The odds against a fight breaking out at the Prudential Securities office in Hartford, Conn., are astronomical, but if one ever did, the winner would likely be declared by Glen Feldman. That's because Feldman, a rep...
Rookies Embrace Teamwork
Nov 01, 2001
When Matt West became a broker four years ago, he chose to join a team because there was no way I could reach the financial goals I had set without being in a team, says the Houston-based Merrill Lynch rep. When Jamie...
Dain Rauscher Renamed RBC Dain Rauscher
Nov 01, 2001
Dain Rauscher has been renamed RBC Dain Rauscher, effective today, according to the firm. Royal Bank of Canada (RBC) completed its acquisition of Tucker Anthony Sutro and began integrating the firm with its U.S...
Tools: The Trusted Rep
Nov 01, 2001
Before reading Values-Based Financial Planning, Raymond James rep Keith Cline could never even think about taking more than a week's vacation every July. Since reading Bill Bachrach's book, Cline has taken off the...
Head of Retail Out at Piper Jaffray
Oct 02, 2001
Ross Rogers has been replaced as head of retail at U.S. Bancorp Piper Jaffray, having been replaced by Paul D. Grangaard, the firm announced today. A Piper Jaffray press release says Rogers “is leaving the firm...
Outstanding SA: Elpha Yocom
Oct 01, 2001
Elpha Yocom, Salomon Smith Barney, Los Angeles Through Elpha's tireless quest for perfection, she has trained our clients to depend on her precision and prompt service. Our clients know when it comes to an...
SA: Wish List
Oct 01, 2001
The desire for more training and education once again tops the wish list. When asked, What is the one most important thing your broker or firm could do to help you with your job? Thirty-two percent of respondents...
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