The Sept. 11 terrorist attacks happened 20 years ago. Here is how Registered Representative magazine, the predecessor title to Wealthmanagement.com, covered the aftermath in its October 2001 issue.
Ladenburg Thalmann Financial Services Inc. has agreed to buy Securities America Financial Corp., the troubled independent broker/dealer, from Ameriprise Financial Inc. for at least $150 million in cash, Ladenburg and...
CNBC reported Thursday that UBS has hired former Merrill Lynch executive Bob McCann to run its wealth management division in the Americas. His appointment will be announced at the end of October. CNBC also said that...
JD Power & Associates finds that the strength of the advisor relationship with clients is the biggest factor influencing client opinions of the advisor’s firm and their own portfolios
FAs, you better be at the top of your game. An investor’s relationship with his financial advisor now drives his level of satisfaction with his firm and his portfolio more than anything else—including...
Bank of America settled with the SEC and state regulators today over allegations of fraud in connection with the sale of auction-rate securities, agreeing to buy them back from its retail customers at par.
New Page 1 PRIMEDIA’S REGISTERED REP. MAGAZINE RANKS AMERICA’S TOP BROKERS The First Annual Listing of The Best Brokers in America Includes 17 With Assets Under Management Over $1 Billion New York ...
This year's Outstanding Sales Assistant Award Winners: Marti Nelson Dain Rauscher Eau Claire, Wis. Kim Richardson Morgan Stanley Glenwood Springs, Colo. Vicki Stone First Union Securities Louisville, Ky. Monica Van...
In the wake of the terrorist attacks of Sept. 11, brokers found clients not so much worried about their money as they were concerned about their brokers and the nation. Nobody's focused on the market yet, says a...
