Patrick Donachie

The commission’s Standards of Conduct Implementation Committee urged advisors and firms to be concise when writing their relationship summaries and to avoid unnecessary legal jargon.

The new Texas-based Specialty Asset Management Division will help the RIA manage the oil and gas-rich real estate interests of its clients.

Advisor Anthony David has created his own practice, Adalan Private Wealth, and aligned with Concurrent Advisors, a super OSJ of Raymond James Financial Services.

Paul Ricky Mata, who held online seminars called 'Finances God's Way,' fleeced the elderly and churchgoers, according to the Justice Department.

The former senior vice president for Salesforce will lead the Client Relationship Group starting in January.

The Onyx Advisor Network was founded by Berknell Financial Group founder Dasarte Yarnway and Gen Next Wealth founder and CEO Emlen Miles-Mattingly, who hope the platform will offer advisors community, compliance and...

The New Orleans-based broker-dealer and RIA will come onboard as an office of supervisory jurisdiction and retain its brand when joining with the Dallas-based Prospera.

The teams cumulatively manage more than $560 million in assets and are based throughout the Lone Star State.