Michael Thrasher

A study by Advisor Growth Strategies and Dynasty Financial Partners found that firms were more profitable with the more shared services they used.

There were only 32 deals this spring, but the slowdown is not expected to persist.

The brokerage invested heavily in technology; now it’s got to get its advisors to actually use it.

The firm has gone outside the financial services arena for a high-profile hire in a push to meet $100 billion AUA goal.

Wyeth Private Wealth focuses on clients’ retirement planning.

The robo advisor wants to help participants get a better sense of the valuation of their options for retirement planning.

SEI found that 52 percent of advisors have changed their fee structure in the last 4 years.

The evaluation and restructuring began when Susan Schroeder, who has been with FINRA since 2011, was named executive vice president and head of enforcement last summer.