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Kristen French

Kristen’s Recent activity

Wrapping up the Exchange-Traded Funds Business
Mar 01, 2006
The competition over exchange-traded funds wraps is heating up. Three of Wall Street’s largest wirehouses—Merrill Lynch, Smith Barney and UBS—have over the past 12 months joined a generally limited...
Lance's Fund Face
Mar 01, 2006
Seven-time Tour de France winner Lance Armstrong is the celebrity poster boy for a new line of mutual funds from American Century, called LIVESTRONG.
The Best of Both Worlds
Mar 01, 2006
For reps condsidering independence, the RIA-broker/dealer hybrid gives them ample flexibility to create an investment strategy for a wide range of clients
Gimme an F!
Mar 01, 2006
A broker is suing the NASD for mistakenly giving him a failing grade on his Series 7 exam
Morgan Grants Stock Worth $29 Million to Gorman
Feb 24, 2006
In a regulatory filing Wednesday, Morgan Stanley disclosed that it had granted James Gorman, the new head of the firm’s retail brokerage unit, around $29 million in company stock, plus options on another 302,128...
At Morgan Stanley, the Gorman Era Dawns
Feb 21, 2006
During his tenure at Merrill Lynch, James Gorman doubled profit margins and raised broker productivity by a third—giving him the ideal resume for turning around Morgan Stanley’s beleaguered retail unit.
Merrill, BlackRock Deal Near
Feb 13, 2006
Merrill Lynch is close to doing what Morgan Stanley could not: Acquire a large stake in BlackRock, the stellar bond funds house, in a deal that would create a $1 trillion money manager.
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