What a difference three months can make. Summer market volatility took its toll on Charles Schwab Corp.’s third-quarter results, with sharply higher trading revenue being offset by flat asset management fees. Schwab...
A widely regarded executive at one of the largest registered investment advisors in the country has jumped ship to start her own practice with another, much larger RIA. Lori Van Dusen, formerly executive director at...
At least two national ad campaigns have been launched this year promoting segments of the financial advisory business, but don’t look for leaders in the broadly diverse industry to collaborate on a unifying campaign a...
Financial advisors have too many small accounts, data aggregator PriceMetrix says. More than half of the households in the 15,000 books of business it surveyed had assets of less than $100,000. One problem that...
KATHERINE LINTZfounder and partner Firm: Financial Management Partners Age: 57 Years in biz: 33 AUM: $1.4 billion Designations, licenses: CFP The staff of 21 at Financial Management Partners, a multi-family office in...
As Americans continue to struggle with finances, a consortium of financial planners will sharply broaden an annual outreach next month to consumers looking for free professional advice. The second annual Financial...
Focus Financial Partners LLC in New York is one of the largest registered investment advisor aggregators in the country, but Chief Executive and founder Rudy Adolf likes to say that the company is not interested in...
