Registered Rep.: How did your experience as an executive at Hewlett Packard as well as two technology startups help you when first launching your RIA? Bob Kresek: HP had a sales culture of striving to meet client...
It's good to own (or work for) a registered investment advisory (RIA) these days. As you may have heard, the CDO debacle is helping RIAs to steal Wall Street firms' clients and their assets. Two-thirds of the 200 RIAs...
The hybrid channel—made up of advisors who have their Series 7 and are registered as investment advisors—is growing, and b/ds and clearing and custody firms are here to help.
Stowell & Friedman, a Chicago-based law firm, must not want Merrill Lynch to forget about an unresolved discrimination suit it filed against the firm three years ago.
In the first half of 2008, Camden Capital Management, a fee-only registered investment advisor (RIA) in El Segundo, Calif., added $100 million to its growing pot of client assets. By the end of the year, John Krambeer...
Get this: America’s über rich families are literally fighting over qualified wealth managers to help manage their millions, sometimes billions, of dollars.
