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David Geracioti

Editor in Chief, REP. Magazine

David’s Recent activity

Madoff Had Help Running His Fraud, Says SEC
Jun 22, 2009
The SEC today indicted four individuals for helping Bernie Madoff in his colossal Ponzi scheme. One of the individuals was a registered rep and a second was an investment advisor. If the allegations are true, the men...
The Financial Industry's Image Problem (Cont.)
Jun 11, 2009
You know that your industry has a problem — a serious trust issue — when a New York Times columnist today sums up the case against financial advisor Matthew Weitzman thusly: “So most readers of this...
Top Women Advisors
Jun 08, 2009
This weekend Barron’s published its list of top financial advisors who happen to be female. We also publish “top 100 financial advisors” lists, but we don’t sort by sex. Should we sort by sex...
The Evolution of Stockbrokers
May 14, 2009
Can a rank-and-file Series 7 holder who works for a major national broker/dealer ever truly work as a fiduciary? Go to VonAldo.com, the blog of Registered Rep. Editor-in-Chief David A. Geracioti.
Brokers To The Ramparts! Unionize!
May 04, 2009
Unions have not had such a sympathetic occupant in the White House, since, well, arguably FDR. Obama, as a senator, had been a co-sponsor of the Employee Free Choice Act of 2007, which would, with its Orwellian title...
John Ledford
John Ledford
May 01, 2009
John Ledford is one of the new breed of philanthropists, in that he loans money directly to poor people in emerging-market countries. Lending entrepreneurs money may not sound so philanthropic, but it actually is in...
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