Asia Martin

The Investments and Wealth Institute reported 74 scholarships awarded to wealth management professionals of underrepresented backgrounds.

Mercado Group will be based in Oppenheimer’s Miami branch office.

Merchant Investment Management's minority investment in the $1.2 billion in AUM firm is meant to propel growth, Baldwin Brothers CEO says.

The Canadian firm announced it had submitted an application to be listed on the NYSE.

After losing firms during its acquisition of Ladenburg Thalmann, Advisor Group has recouped some assets in the recruitment of Pacific Capital Resource Group in Bellevue, Wash.

Lou Pelliccioni, who spent 17 years with Wells Fargo Advisors, is joining LPL Financial with his son Brice and daughter-in-law Amanda.

Based in Winter Park, Fla., WaterOak, now named Eaton Vance WaterOak Advisors, manages $2.3 billion in client assets.

Confluence Wealth Management, led by Kathleen Kee, gives Buckingham Strategic Wealth another foothold in the Pacific Northwest.