At least one member of Guggenheim's board of directors has pressed Mark Walter to leave the firm after he became the subject of news coverage.

Credit Suisse's Impact Advisory and Finance (IAF) department will be headed by Marisa Drew.

For the moment, there's renewed optimism for progress on taxes.

The SEC said it had charged SunTrust for "improperly recommending more expensive share classes of various mutual funds when cheaper shares of the same funds were available."

The 10 largest higher education endowment funds in the United States now have an average of 14.4 percent of their direct equity portfolios in ETFs, a 15 percent decline from two years ago.

The Fed's switch to quantitative tightening could spell "trouble."

A month after the SEC rejected the first ETF tracking bitcoin, the regulator said it would it revisit the ruling.

Howard Present is accused of allowing F-Squared to mislead investors by falsely advertising the performance of its "AlphaSector" investment product.