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Financial Planners Garner High Scores in Honesty-Integrity Survey, Brokers Receive Among Lowers Scores

SunTrust Reps Offer New Fee-based, Mutual Fund Asset Allocation Services

Smith Barney Investigated By NYSE, Sources Say

Morgan Stanley Foils Tax Fraud Scheme Against NBA Owner

New Page 1 Contact: Kimberly Duty, (202) 974-2333, [email protected] FOR IMMEDIATE RELEASE www.nmhc.org March 15, 2002 ANNUAL NMHC RANKING OF TOP APARTMENT FIRMS SHOWS CONSOLIDATION CONTINUES DESPITE DOWNTURN WASHINGTON, DC -- Despite the challenging...

Brokers Serving as Branch Managers Under NYSE Microscope

Wall Street research departments are busily selling a late-year recovery story.

RBC Dain Rauscher Completes Merger With Sutro

Mirroring its focus on high net worth investors in the U.S., Merrill Lynch has decided to concentrate on wealthy individuals in Japan.

Several former Salomon Smith Barney brokers seeking the authorization to start a national class action suit against the firm’s Capital Accumulation Plan (CAP) had their request rejected by a federal judge.