Rep. TV, the magazine's video source for financial advisors, now features in-house video interviews with industry experts who stop by Registered Rep.'s editorial offices. Stay tuned for more of these videos going forward
Partners Fillip Gershon and David Wren of Safe Harbor Financial are hoping to lure wirehouse advisors to the independent side of the business. Who isn't? The two recently expanded their office space in Wall, N.J., from four to nine offices and...
BlackRock CEO Larry Fink partied it up with Lady Gaga, Kid Rock and Tony Bennett at last month's Robin Hood Foundation gala, a fund-raising event put on by Wall Street execs, according to reports by Bloomberg.
What does the National Football League have to do with running a broker/dealer? "You play long enough, you're going to get hurt," said Mitchell Littman, founding partner of law firm Littman Krooks, during the Foundation for Accounting Education's...
Successful family business succession planning requires estate planners to simultaneously navigate the difficult waters of overcoming family dynamics issues and executing an effective and tax-efficient estate plan for the senior generation...
The global wealth management business has climbed to record highs, but pricing continues to be an Achilles ’ heel for the industry, according to a widely anticipated new study from The Boston Consulting Group released yesterday (Tuesday, May...
Once you’ve decided you are moving and have selected a new firm, your focus will naturally turn to your clients. Will they agree to follow you to your new digs? Which ones do you want to come with you? How should you tell them about your...
Not long ago, Chad Nehring did something he hadn’t done for 12 years: He took a real vacation. Although Nehring runs his Appleton, Wis.-based practice, Conceptual Financial Planning, with a partner, he bears most of the responsibility for...
