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Florida reverses itself, says non-licensed lawyers in arbitration cases may participate

Florida reverses itself, says non-licensed lawyers in arbitration cases may participate

March 4, 2003 For Immediate Release For additional information please contact: Cathy Hadd, 1-800-872-6467 Ext. 216; [email protected] Greg Rohan, 1800-872-6467 Ext. 300; [email protected] http://www.HeritageCoin.com High quality color...

This poses a big problem for Wall Street firms, who often send lawyers from HQ in New York to respond to arbitration claims and to handle related legal matters.

Securities clearing is drawing ever closer to its Holy Grail—fully electronic processing.

The absolute return approach could evolve into the new standard in active asset management. Ignore at your own peril.

It takes a special mix of talents to manage a team of brokers in the current business environment.

Street Level: In the Crosshairs

In February's story Corporate Debt Goes Retail, we should have named La Salle Broker Dealer Services as a sponsor of retail corporate notes. The chart appeared on page 50 and listed La Salle's corporate parent, ABN AMRO, as the sponsor. The...

The conflict of interst scandal's forgotten victims: wirehouse brokers.