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A group of former Robertson Stephens brokers have filed suit in San Francisco against FleetBoston Financial, the parent company of Quick & Reilly. The brokers charge that the firm violated their employment rights when it shut down Robertson...

Selling prices for independent practices are on the rise.

CRD Complaints issue remains a sticking point for brokerage industry.

Job Title: Portfolio Manager Location: Charlotte, NC Date: 03/26/03 Position Number: 24330 Job Status: Full Time Description: Listed below Responsibilities: Consultative advisor to and manager of HNW client portfolios. Provide investment expertise...

Job Title: Portfolio Manager Location: Dallas, TX Date: 03/14/03 Position Number: 22790 Job Status: Full Time Description: Listed below Responsibilities: Consultative advisor to and manager of HNW client portfolios. Provide investment expertise...

Finding the right mutual fund is no easy task. Advisors must screen through more than 11,000 choices. Then the best funds must be analyzed for their suitability in client portfolios. All too often the work must be redone when managers quit or...

But given the soft market, reps are likely to stay put even if management doesn't sweeten the pot.

In 1951, while at spring training with the New York Yankees, a center-field prospect named Frank Finnegan watched a fellow rookie hit 10 straight fastballs over the left field fence, then shift to the other side of the plate and hit 10 more. I...

Without it, you are nothing. How to keep your book in this dangerous market.

The NASD is proposing expanded access to complaints against brokers (whether true or false) and making them available forever.