With many financial services firms across the industry in cost-cutting mode, sales assistants saw their paychecks shrink in 2010 — and not just bonuses. Registered Rep.'s annual survey of sales assistants, client service associates, and other...
While applications to MBA programs have historically run counter-cyclical to economic conditions (applications are up during periods of uncertainty and down in good times), this doesn't seem to be the case in the current downturn. According to...
JANA SHOULDERSfounder and CEO Firm: Adams Hall Asset Management Age: 54 Years in biz: 21 AUM: $1.4 billion Designations, licenses: CPA, AIF, AEP When Jana Shoulders first opened Tulsa, Okla.-based Adams Hall Asset Management in 1997, along with co...
KATHERINE LINTZfounder and partner Firm: Financial Management Partners Age: 57 Years in biz: 33 AUM: $1.4 billion Designations, licenses: CFP The staff of 21 at Financial Management Partners, a multi-family office in Clayton, Mo., with $1.4...
ANNE B. SHUMADINEfounder and Chairman Firm: Signature Financial Management Age: 68 Years in biz: 17 AUM: over $2 billion Designations, licenses: J.D., Series 65 In the early 1990s, Anne B. Shumadine was working as a tax lawyer in the Norfolk, Va....
We here at Registered Rep. began creating top financial advisor lists back in 2002 we were the first in the industry to publish such lists, as far as we can tell. To the original list of top wirehouse advisors (by assets), we have added top...
Being single has its benefits, or so they say. But are singles better off in retirement? According to a Charles Schwab survey, 53 percent of married Americans and 69 percent of singles believe it's easier to plan for retirement when you're not...
Do not go gentle into that good night, Old age should burn and rave at the close of the day; Rage, rage against the dying of the light. Dylan Thomas The senior generation's desire to maintain voting control over the family business is a common...
