Volatile markets, continuing fee compression and changing regulatory frameworks have created challenges for advisors. And while many are taking these changes in stride, their overall satisfaction with their independent broker/dealers dimmed...
In its sixth year, the annual WealthManagement.com Independent Broker/Dealer Report Card emailed an online questionnaire to print subscribers, online registrants and other advisors at more than 80 IBDs in the Meridian-IQ database (WealthManagemen...
More money, more problems?
For financial advisors at the independent broker/dealers surveyed in WealthManagement.com’s 2016 IBD report card, a big paycheck doesn't always indicate a higher satisfaction score.
In fact, the smaller the firm...
Minneapolis-based Wealth Enhancement Group, the registered investment advisory bought by private equity firm Lightyear Capital last April, has acquired HHG & Company, a Darien, Conn.-based RIA with $1 billion in assets. While Wealth...
Today’s best offices of supervisory jurisdiction deploy professional business consultants, guerrilla marketing and innovative transition strategies to large pools of independent brokers.
Aspiriant continued growing its Southern California presence Wednesday with the addition of The Glowacki Group, a Los Angeles-based independent registered investment advisor with $360 million in assets under management...