'I’ve gone through several mergers in the financial services industry, and I want to be prepared for what the options could be,' said Sam Dedio, an RIA managing $7 million in client assets.
David Darst, the well-known investment strategist and Morgan Stanley veteran on joining Houston-based Americana Partners, his family's connection to The Alamo and why now is a time for investors to keep some cash on hand.
The CEO of HighTower "simplified the playbook" at the firm—in January 2018, the firm owned 23% of the revenue, leaving 77% at risk of attrition. Now, it owns 91%.