10. James Kaufman
AUM: $7.96 billion
Firm: Merrill Lynch Wealth Management
Office: Atlanta
Speciality: Wealth management
7. Karen A. McDonold
AUM: $10 billion
Firm: Morgan Stanley
Office: Palo Alto, Calif.
Specialty: Corporate stock plan services
8. Gregory Vaughan
AUM: $8.75 billion
Firm: Morgan Stanley
Office: Menlo Park, Calif.
Specialty: Asset allocation and investment advisory services for wealthy individuals, entrepreneurs, corporate executives and private equity professionals.
4. Mark Curtis
AUM: $16 billion
Firm: Morgan Stanley (Graystone Consulting)
Office: Palo Alto, Calif.
Specialty: Ultra-high-net-worth clients, global stock plan services
5. Erik Bjerke
AUM: $15.9 billion
Firm: Merrill Lynch Wealth Management
Office: Atlanta
Specialty: Wealth Management
2. Frederick Ley
AUM: $20.508 billion
Firm: Merrill Lynch Wealth Management
Office: San Francisco
Specialty: Wealth management
6. Paul Tashima
AUM: $11.58 billion
Firm: UBS Financial Services
Office: Chicago
Specialty: Cash management investment solutions for public and privately-held corporations, family offices, high-net-worth individuals, nonprofit organizations, and private higher education institutions.
9. David Mack
AUM: $8.59 billion
Firm: Merrill Lynch Wealth Management
Office: Atlanta
Specialty: Wealth Management
1. Gregory Ley
AUM: $20.511 billion
Firm: Merrill Lynch Wealth Management
Office: San Francisco
Speciality: Wealth management
3. Roger V. Coleman
AUM: $20.03 billion
Firm: Morgan Stanley
Office: Garden City, N.Y.
Specialty: Wealth management, global equity plan administration and trading
