401(k) Real Talk Episode 16: May 18, 2022

May 18, 2022

Open, honest and candid discussions about the latest news in the RPA industry.

May 17, 2022

Verdence Capital Advisors’ new turnkey investment unit seeks to provide research and investment options for growth-minded RIAs.

Cameron Dawson Named Chief Investment Officer at $4.4B RIA NewEdge Wealth

May 17, 2022

Cameron Dawson, former Fieldpoint Private Securities strategist and frequent market commentator, is RIA NewEdge Wealth’s first CIO.

Buckingham Strategic Wealth Expands in Bay Area With Bergman Investment Deal

May 16, 2022

$229.5M Bergman Investment Management solves succession with deal to join Focus Financial partner firm Buckingham Strategic Wealth.

Growth by Design

May 13, 2022

A 10-year bull market has propelled growth at most RIAs. Yet a group of firms strategically grew at a rate faster than their peers. How are they different?

Raymond James Launches Corporate RIA for Fee-Only Advisors

May 12, 2022

The new model, which sits inside the independent contractors division, is geared toward advisors who want to drop the Series 7 yet don't want to run their own registered investment advisor.

Mindy Diamond on Independence: Why a 25-Year Merrill Vet Managing $450M Opted to Break Away

May 12, 2022

On his 25th anniversary with Merrill Lynch, Craig Robson resigned to launch RIA Regent Peak Wealth in Atlanta. It was a bold move designed to “liberate and empower” him and his team to serve their clients completely and with objectivity. Craig...

Carson Group Adds $800M Connecticut RIA

May 11, 2022

Carson Wealth will help digitize client experience and support succession for Karn and Couzens' offices in Connecticut's Hartford area.

NFP Reorg Reflects Growing Wealth Management Focus

May 11, 2022

NFP says it is realigning the company to better showcase growing wealth management and retirement plan offerings, attract new talent and deliver "holistic" financial planning.

Savant Starts With People in Pursuit of Ambitious Growth Plan

May 10, 2022

Savant Wealth Management has announced three promotions and one new hire as part of a five-year, 500% growth plan supported by capital from Kelso & Company.