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Ten to Watch 10 Years LaterTen to Watch 10 Years Later

Megan Leonhardt

August 14, 2014

10 Slides
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The 2004 “10 to Watch” list focused on individuals with a direct impact on regulatory issues.

From the issue: “As this year’s "Ten to Watch" illustrates, change isn’t just something of the past: It’s only beginning. The 2004 list is dominated by ‘reformers,’ and they’re examining—with intent to overhaul—the very foundation the industry is based on.”

Now we’re looking back to see where these former regulators and those called in by companies to “stop the rot and turn the boat around” are now.

 

Illustrations by William Bramhall.

About the Author

Megan Leonhardt

Megan Leonhardt is senior editor for WealthManagement.com and REP. magazine, reporting on national brokerage firms and the independent advisor landscape, as well as regulatory updates, legal cases and compliance issues. Prior to covering the financial services industry, Megan worked as a legal reporter breaking stories on major law firms and writing on significant court cases all over the country.