Four years ago, Abacus Planning Group, a 13-year old $700 million wealth management firm in Columbia, S.C., was growing at a good clip, gaining both clients and assets. But Cheryl Holland, president and founder of the firm, and a 25-year industry...
Individuals who receive professional financial advice are more likely to be prepared for retirement, no matter what their income level is, according to a survey by Brightwork Partners and sponsored by Putnam Investments.
(PARSIPPANY, NJ, June 28, 2011)—Day Pitney LLP announced today that Richard D. Sanders has joined the firm as of counsel in its Individual Clients department. Sanders will reside in Day Pitney’s Parsippany, NJ, office, focusing on tax-oriented...
When most people think of student housing, images from the movie “Animal House” usually come to mind. It’s a common misperception, and one that continues to influence investment decisions today. The reality of student housing, however, is far...
The independent broker/dealer landscape is lately littered with tales of woe—scores of smaller firms have gone up in a puff of smoke over the past two years due to everything from troubled private placements to insufficient net capital. In...
While the downturn of 2008 devastated mutual funds, there was one side benefit, albeit a perverse one: Investors had little reason to worry about capital gains at tax time. Now that the bull market is in its third year, many funds are again...
Are you considering doing a deal, purchasing a broker/dealer? There are tons of regulatory issues to consider.
