Research: Career Moves
Research: Career Moves
May 01, 2009
If you increasingly find yourself thinking about changing jobs, you’re not alone. According to research conducted by Registered Rep. Magazine and TD Ameritrade Institutional in March of 2009
Keeping Your Book Intact
Keeping Your Book Intact
May 01, 2009
So you’ve decided to switch firms. Obviously you’re hoping all your clients will share your enthusiasm and come on board, but one of the most costly mistakes you can make is to sit back and do nothing, assuming that loyal clients
Advisor Corner
Advisor Corner
May 01, 2009
Question: When it comes to moving ahead in your career, what keeps you up at night?
May 1, 2009
Apr 30, 2009
Legal Action Possible for Avoiding State Registrations
Apr 30, 2009
Martignetti Planned Giving Advisors publishes first state-by-state e-manual to provide complete guidance and filing forms for each state
Clients Want Asset Protection First
Apr 29, 2009
Wealthy clients are not thinking about tax-driven wealth transfer strategies right now. Instead, if they want to talk to advisors at all, they want to talk about asset protection.
AICPA Guide on SEC and State Regulations
Apr 24, 2009
AICPA introduces guid for members on SEC and state regulations for investment adviser registration
Banking on Local Banks
Apr 22, 2009
For financial advisors who work with local banks, it’s a great time to win new business. Community banks are holding their own in this difficult financial market, and reeling in new clients. Some 57 percent of them reported an increase in...
Insured Swap Life Insurance Policies, Hold Onto Annuities
Apr 21, 2009
Life insurance holders are opting to trade in their old policies for new, better designed or more conservative policies issued by companies in solid financial health these days. But they’re holding on to their variable annuity contracts, as...
Variable Annuities Overhauled, Benefits Shrink, Costs Rise
Variable Annuities Overhauled, Benefits Shrink, Costs Rise
Apr 15, 2009
Variable annuities are in the midst of a major overhaul. In recent months, VA providers have been busy raising fees, decreasing benefits and, in some cases, suspending guaranteed income and withdrawal riders all together. As asset values in VA...
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