The Securities and Exchange Commission has tapped Eileen Rominger, former global CIO of Goldman Sachs Asset Management, as its new director of investment management. She replaces Andrew “Buddy” Donohue, who left the agency in November...
The number of years over which recruiting deals vest is growing with every year. But if you're careful with that loan money, it shouldn't make a difference.
Does disclosure work? Daylian Cain, a professor at the Yale School of Management, says that while it's often necessary, it doesn't work the way regulators expect. His research shows it can actually diminish the quality of advice offered and leave...
