Getting rid of smaller accounts could mean more production for advisors, according to a new study from PriceMetrix, a Toronto-based solutions provider for retail wealth managers...
Financial advisors have been afraid of using social media for fear of invoking the wrath of their compliance department. They shouldn't be, since use of social media is correlated to higher assets under management
"The Congressional estate tax impasse is a rival to Jarndyce and Jarndyce. "Innumerable children have been born into the cause; innumerable young people have married into it; innumerable old people have died out of it...The little plaintiff or...
Attorneys, compensation experts and recruiters said broker recruiting bonuses would be difficult to regulate, and that if anything, the SEC would most likely require greater disclosure of the practice to clients.
The ultra-high-net-worth market is drawing greater interest from financial advisors, who flocked to the Investment Management Consultants Association (IMCA) annual Advanced Wealth Management Conference in San Francisco this week.
If you believe in the “politicians-are-idiots” theory, you’ll love gridlock. After all, the economy and stocks tend to do better under divided government.
What will happen with the estate tax after the election? I don't think much will happen in the lame duck Congress. We'll have to wait till next year and hope Congress can bring itself to a reasonable compromise. - Gideon Rothschild, Moses &...