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As the Financial Planning Association attempts to boost flagging membership and roll out a more ambitious service program, its leadership says a restructuring of the national organization is not out of the question in the years ahead. The ...

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Enthusiasm for the financial quarterback role is growing among the super-rich, according to research released Wednesday by Morgan Stanley and Campden Research.

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“Women’s initiatives” have become the industry’s hot dot of the moment, but most firms are missing the mark: With women, one size does not fit all.

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Securities and Exchange Commission Chairman Mary Schapiro was in the hot seat Thursday during a U.S. Senate Committee on Banking, Housing, and Urban Affairs hearing to discuss the controversial proposed money market fund reform. Schapiro conti...

The ocean’s receding, so to speak, on social media, and advisors who don’t get on board with social tools are going to get hit by the tidal wave, said one advisor at SIFMA's social media seminar.