A young advisor, originally from Spain, wants to build a business serving international clients living in the U.S., but isn’t sure where to begin. We turn to our panel of experts to help him.
With the presidential and congressional elections just around the corner, the future of Dodd-Frank reform hangs in the balance. Despite the uncertainty, the now 4,400-page legislation was a hot topic at SIFMA’s annual meeting.
How to improve participation to achieve better results
For most advisors looking to grow through acquisition, the thorniest issue is finding the cash to do so. Traditional lenders generally frown on putting up money to help close the purchase of a financial practice, since the practice’s value is ...
