Five Essential CPA Strategies for Financial Advisors
Five Essential CPA Strategies for Financial Advisors
Jan 23, 2013
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DOL’s Fiduciary Proposal Presents Renewed Threat to Securities Industry
DOL’s Fiduciary Proposal Presents Renewed Threat to Securities Industry
Jan 16, 2013
SIFMA expects a DOL fiduciary proposal in the second quarter of this year, renewing the industry’s concern over the possible legislation, which the organization says is contrary to the SEC’s.
Trust Me, I’m a (Social Media) Professional
Trust Me, I’m a (Social Media) Professional
Jan 14, 2013
Social media advisors seem to be multiplying, particularly when it comes to the financial service industry. Shouldn’t someone be vetting these people?
Filtering Your Connection’s Connections
Filtering Your Connection’s Connections
Jan 14, 2013
With LinkedIn’s new look comes new functionality.  If you have the updated version of LinkedIn, you now have the ability to run an advanced search on your connection’s connections. The truth is, LinkedIn didn’t openly advertise this featur...
Don't Expect The SEC To Slow Down
Don't Expect The SEC To Slow Down
Jan 10, 2013
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Three Activity Commitments You Will Keep
Three Activity Commitments You Will Keep
Jan 09, 2013
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FINRA’s Most Fond Memory of 2012: One-Upping the SEC?
FINRA’s Most Fond Memory of 2012: One-Upping the SEC?
Jan 09, 2013
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Another Case of How Bad Firms Come Back to Bite You
Jan 04, 2013
A former broker’s case against FINRA was dismissed by the United States Court of Appeals Wednesday, but the case just goes to show that bad firms can come back to bite financial advisors, even if they had nothing to do with it...
Decoding A Prospect’s Facebook Page
Decoding A Prospect’s Facebook Page
Jan 03, 2013
There is inarguably too much information online. But are you using it?
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