We are convinced that the “tribe” you build on LinkedIn will be one of your biggest business assets going forward. Your “tribe” consists of the people you know who have (or have the potential) to positively impact the...
In case you haven’t noticed - JPMorgan has been in the news a bit over the last few months. A quick denouement on that particular statement. It is my OPINION that JPMorgan is what it has always been; a nearly best of its class global bank...
The SEC’s recent guidance on testimonials and social media gave advisors the green light to promote client reviews published on third party review sites, such as Yelp.com or Angie's List. But some say advisor directories like...
The idea of forming a team isn’t a new thing in the financial services industry. When I started out at a major wirehouse in the mid 1990’s, it seemed every manager talked non-stop about the firm’s desire to see more advisors join...
The number of FINRA enforcement cases aimed at financial firms may be down slightly so far this year, but the fines themsleves are on the rise, according to new data released by Sutherland Asbill & Brennan LLP Thursday...
