The Art of the Deal (Part Six)
The Art of the Deal (Part Six)
May 01, 2014
In our final installment we come to the ultimate conclusion - moving day. There are critical moments leading up to and on moving day. Whether it is passing everything through in house and external legal counsel or dealing with colleagues and...
Six Insights Into Couples and Money
Apr 30, 2014
Understanding the dynamics at play within a couple can make or break an advisor’s ability to successfully retain the relationship. In a recent UBS Investor Watch, the firm found that while a majority of couples will say they share financial...
The Financial Advisor Introduction Strategy
The Financial Advisor Introduction Strategy
Apr 30, 2014
Approach your initial meeting prepared, relaxed and brimming with confidence
SEC Chair Wants to Settle Fiduciary Uncertainty This Year
SEC Chair Wants to Settle Fiduciary Uncertainty This Year
Apr 29, 2014
Chair Mary Jo White called the fiduciary standard an “extraordinarily high priority” for the Securities and Exchange Commission, saying it’s her goal to see a decision on whether to impose a uniform standard this year...
Advising the Top Tech Entrepreneurs
Advising the Top Tech Entrepreneurs
Apr 29, 2014
Rapid pace of IPOs and lofty valuations are forging new tech millionaires, even as market declines and some fear a bubble...
Top 10 Cities for Tech Entrepreneurs
Apr 29, 2014
In the last year, IPOs have raised $62.4 billion, according to data by Renaissance Capital. In just the first four months of this year, 136 new IPOs have been filed, up from 57 during the same time period of 2013...
What Would Michael Lewis Do? Let’s Ask Him
What Would Michael Lewis Do? Let’s Ask Him
Apr 29, 2014
This article has been republished from LinkedIn...
Is Arbitration Flawed? Let the Supreme Court Decide
Is Arbitration Flawed? Let the Supreme Court Decide
Apr 29, 2014
A six-year-old FINRA arbitration case has worked its way up to the Supreme Court, after the investor found out that the arbitrator’s husband just happened to be a Wharton School professor and consultant for several investment firms...
Load More