The SEC claims Coinbase, the largest US crypto platform, evaded regulations by letting users trade numerous crypto tokens that were actually unregistered securities.
The SEC filed 13 charges against the cryptocurrency exchange and its CEO, claiming they flouted investor protection rules by operating unregistered exchanges, misrepresenting trading controls and selling unregistered securities, among other...
The regulator settled with Park Avenue Securities, alleging the firm didn’t properly supervise an unnamed rep for his outside business activities, despite numerous 'red flags.'
Mac Gardner, founder of FinLit Tech, is working to expand the co-ed MNY Fraternity to universities across the country, with the hope of bringing more diverse talent to the financial planning profession.
