Marketing jargon is the quickest way to turn people away from you on social networks, says Crystal Thies, also known as the “LinkedIn Ninja.” Working with advisors and those in other regulated industries, Thies advises her clients to...

New York-based Cantor Fitzgerald Wealth Partners has added advisors Jeff Schulte and Jim Hiles from Mariner Wealth Advisors, marking Cantor’s fourth acquisition in the last five months. Since Cantor Fitzgerald, known for its bond trading...

Many advisors see LinkedIn as a static webpage.  A place they create a profile and let it forever sit like a modern-day yellow page listing.  These advisors are missing the point.  Getting found on LinkedIn is a living and breathing commitment – ...

For several years the FINRA enforcement arm grew bigger and bigger.  Its staff increased.  The number of actions increased.  The number of fines increased.  The number of bars and suspensions increased.  And the number of...

Industry regulator FINRA pulled back from its proposal to collect and retain sensitive client information as part of a planned compliance system, according to a notice published Tuesday...

A tragic death underscores the importance of having a lifelong relationship with your client

“To abstain from the enjoyment which is in our power, or to seek distant rather than immediate results, are among the most painful exertions of the human will.” – Nassau Williams Senior ...